IN RE MARSH ERISA SETTLEMENT WEBSITE

www.marshERISAsettlement.com

Welcome to the Marsh ERISA Settlement website. This website has been established to keep class members informed about the Class Action Settlement reached in In re Marsh ERISA Litigation, U.S. District Court, Southern District of New York Case No. 04-cv-08157.
 

Background

As described in more detail in the Consolidated Amended Complaint, this lawsuit concerns allegations that Defendants breached fiduciary duties they purportedly owed to participants and beneficiaries in the Marsh & McLennan Stock Investment Plan during the Class Period, July 1, 2000 through January 31, 2005. The Defendants deny the allegations. Copies of Plaintiffs’ Consolidated Amended Complaint and other documents filed in the lawsuit are available via the Document Links on this website.
 

The Settlement Class

The Court has certified the following Class for settlement purposes:

(a) all current and former participants and beneficiaries of the Plan whose individual Plan account(s) included investments in MMC stock at any time during the Class Period and (b) as to each Person within the scope of subsection (a) of this, his, her or its beneficiaries, alternate payees (including spouses of deceased Persons who were participants of the Plan), Representatives and Successors-In-Interest, provided, however, that the Class shall not include any Defendant or any of their Immediate Family, beneficiaries, alternate payees (including spouses of deceased Persons who were Plan participants), Representatives or Successors-In-Interest, except for spouses and immediate family members who themselves are or were participants in the Plan, who shall be considered members of the Class with respect to their own Plan accounts.
 

The Settlement

As part of the Settlement, the Defendants agreed to pay the sum of $35,000,000 (Thirty-five Million Dollars) in cash, which has been deposited into a Gross Settlement Fund. After payment of and/or establishment of reserves for taxes, Court-approved costs, attorneys’ fees, and expenses (including any Court-approved compensation to be paid to Named Plaintiffs), the Net Settlement Fund proceeds will be allocated to the plan accounts of members of the Settlement Class in accordance with the Plan of Allocation to be approved by the Court. If necessary, a plan account will be created for those members of the Settlement Class who no longer have Plan accounts.

On November 10, 2009, the Court granted preliminary approval to the Settlement, preliminarily certified the Settlement Class, approved forms and methods of notice to be issued to Class Members, and scheduled a Fairness Hearing. At the Fairness Hearing, to be held on January 29, 2010, the Court will determine whether the Settlement should be approved as fair, reasonable, and accurate, whether Lead Counsel’s motion for an award of attorneys’ fees and expenses should be approved, whether to approve case contribution awards to the Named Plaintiffs, and whether to approve the Plan of Allocation.

At the Fairness Hearing held January 29, 2010, the Court approved the Settlement as fair, reasonable, and adequate, certified the Class for settlement purposes, granted Lead Counsel’s motion for an award of attorneys’ fees and expenses, approved case contribution awards to the Named Plaintiffs, approved the Plan of Allocation, rejected the objections received, and entered a Final Order and Judgment in the case.

Please see the Notice of Proposed Settlement for more information concerning the Settlement.

Distribution Information

The settlement distribution to Class Members occurred on September 29, 2010. If you qualify as a Settlement Class member and are a current member of the Plan, then your Plan account has been automatically credited with your Settlement award amount.

If you qualify as a Settlement Class member but do not have a current account in the Plan, then an account has been set up for you. You will receive a letter in the mail about your account and how to access your settlement award.

Please note that under the Court-approved Plan of Allocation, if your share of the Settlement is calculated to be less than $25, you will receive no payment.

Please DO NOT contact the Court or Marsh & McLennan regarding the Settlement. If you have additional questions, please call the Toll Free Settlement hotline (800) 332-9084 or send an email to the Settlement Plan Administrator at: email@marshERISAsettlement.com.
 

Document Links

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